CHAPTER 1
Background
To the man
of the Stone Age the world in which he lived was a world of spirits. Powerful
gods hurled shafts of lightning, threw waves against the shore, and sent
winter storms howling down out of the north. Lesser beings held sway in
the forests, among the rocks, and in the flowing streams. Malevolent demons,
often in league with the mighty rulers of the elements, threatened the
human race from all directions, and only the intervention of an assortment
of benevolent, but capricious, deities made mans continued existence
possible at all.
This hypothesis
that material phenomena are direct results of the actions of superhuman
beings was the first attempt to define the fundamental nature of the physical
universe: the first general physical concept. The scientific community
currently regards it as a juvenile and rather ridiculous attempt at an
explanation of nature, but actually it was plausible enough to remain
essentially unchallenged for thousands of years. In fact, it is still
accepted, in whole or in part, by a very substantial proportion of the
population of the world. Such widespread acceptance is not as inexplicable
as it may seem to the scientifically trained mind; it has been achieved
only because the spirit concept does have some genuine strong points.
Its structure is logical. If one accepts the premises he cannot legitimately
contest the conclusions. Of course, these premises are entirely ad hoc,
but so are many of the assumptions of modern science. The individual who
accepts the idea of a nuclear force without demur is hardly in a position
to be very critical of those who believe in the existence of evil spirits.
A special merit
of this physical theory based on the spirit concept is that it is a
comprehensive theory; it encounters no difficulties in assimilating new
discoveries, since all that is necessary is to postulate some new demon
or deity. Indeed, it can even deal with discoveries not yet made, simply
by providing a god of the unknown. But even though a theory may have
some good features, or may have led to some significant accomplishments,
this does not necessarily mean that it is correct, nor that it is adequate
to meet current requirements. Some three or four thousand years ago it
began to be realized by the more advanced thinkers that the spirit concept
had some very serious weaknesses. The nature of these weaknesses is now
well understood, and no extended discussion of them is necessary. The
essential point to be recognized is that at a particular stage in history
the prevailing concept of the fundamental nature of the universe was subjected
to critical scrutiny, and found to be deficient. It was therefore replaced
by a new general physical concept.
This was no
minor undertaking. The spirit concept was well entrenched
in the current pattern of thinking, and it had powerful support from the
Establishment, which is always opposed to major innovations.
In most of the world as it then existed such a break with accepted thought
would have been impossible, but for some reason an atmosphere favorable
to critical thinking prevailed for a time in Greece and neighboring areas,
and this profound alteration of the basic concept of the universe was
accomplished there. The revolution in thought came slowly and gradually.
Anaxagoras, who is sometimes called the first scientist, still attributed
Mind to all objects, inanimate as well as animate. If a rock fell from
a cliff, his explanation was that this action was dictated by the Mind
of the rock. Even Aristotle retained the spirit concept to
some degree. His view of the fall of the rock was that this was merely
one manifestation of a general tendency of objects to seek their natural
place, and he explained the acceleration during the fall as a result
of the fact that the falling body moved more jubilantly every moment
because it found itself nearer home.1 Ultimately, however, these vestiges
of the spirit concept disappeared, and a new general concept
emerged, one that has been the basis of all scientific work ever since.
According to
this new concept, we live in a universe of matter: one that consists
of material things existing in a setting provided by space and time.
With the benefit of this conceptual foundation, three thousand years of
effort by generation after generation of scientists have produced an immense
systematic body of knowledge about the physical universe, an achievement
which, it is safe to say, is unparalleled elsewhere in human life.
In view of this
spectacular record of success, which has enabled the matter concept
to dominate the organized thinking of mankind ever since the days of the
ancient Greeks, it may seem inconsistent to suggest that this concept
is not adequate to meet present-day needs, but the ultimate fate of any
scientific concept or theory is determined not by what it has done
but by what, if anything, it now fails to do. The graveyard of
science is full of theories that were highly successful in their day,
and contributed materially to the advance of scientific knowledge while
they enjoyed general acceptance: the caloric theory, the phlogiston theory,
the Ptolemaic theory of astronomy, the billiard ball theory of the atom,
and so on. It is appropriate, therefore, that we should, from time to
time, subject all of our basic scientific ideas to a searching and critical
examination for the purpose of determining whether or not these ideas,
which have served us well in the past, are still adequate to meet the
more exacting demands of the present.
Once we subject
the concept of a universe of matter to a critical scrutiny of this kind
it is immediately obvious, not only that this concept is no longer adequate
for its purpose, but that modern discoveries have completely demolished
its foundations. If we live in a world of material things existing in
a framework provided by space and time, as envisioned in the concept of
a universe of matter, then matter in some form is the underlying feature
of the universe: that which persists through the various physical processes.
This is the essence of the concept. For many centuries the atom
was accepted as the ultimate unit, but when particles smaller (or at least
less complex) than atoms were discovered, and it was found that under
appropriate conditions atoms would disintergrate and emit such particles
in the process, the sub-atomic particles took over the role of the ultimate
building blocks. But we now find that these particles are not permanent
building blocks either.
For instance,
the neutron, one of the constituents, from which the atom is currently
supposed to be constructed, spontaneously separates into a proton, an
electron, and a neutrino. Here, then, one of the elementary particles, the supposedly basic and unchangeable units of matter, transforms itself
into other presumably basic and unchangeable units. In order to save the
concept of a universe of matter, strenuous efforts are now being made
to explain events of this kind by postulating still smaller elementary
particles from which the known sub-atomic particles could be constructed.
At the moment, the theorists are having a happy time constructing theoretical quarks or other hypothetical sub-particles, and endowing these products
of the imagination with an assortment of properties such as charm, color, and so on, to enable them to fit the experimental data.
But this descent
to a lower stratum of physical structure could not be accomplished, even
in the realm of pure hypothesis, without taking another significant steps
away from reality. At the time the atomic theory was originally proposed
by Democritus and his contemporaries, the atoms of which they conceived
all physical structures to be composed were entirely hypothetical, but
subsequent observations and experiments have revealed the existence of
units of matter that have exactly the properties that are attributed to
the atoms by the atomic theory. As matters now stand, therefore, this
theory can legitimately claim to represent reality. But there are no observed
particles that have all of the properties that are required in order to
qualify as constituents of the observed atoms.
The theorists
have therefore resorted to the highly questionable expedient of assuming,
entirely ad hoc, that the observed sub-atomic particles (that is, particles
less complex than atoms) are the atomic constituents, but have different
properties when they are in the atoms than those they are found to have
wherever they can be observed independently.
This is a radical
departure from the standard scientific practice of building theories on
solid factual foundations, and its legitimacy is doubtful, to say the
least, but the architects of the quark theories are going a great deal
farther, as they are cutting loose from objective reality altogether,
and building entirely on assumptions. Unlike the hypothetical constituents of the atoms, which are observed sub-atomic particles with hypothetical
sets of properties instead of the observed properties, the quarks are
hypothetical particles with hypothetical properties.
The unreliability
of conclusions reached by means of such forced and artificial constructions
should be obvious, but it is not actually necessary to pass judgment on
this basis, because irrespective of how far the subdividing of matter
into smaller and smaller particles is carried, the theory of elementary
particles, of matter cannot account for the observed existence of processes
whereby matter is converted into non-matter, and vice versa. This interconvertibility
is positive and direct proof that the matter concept is wrong; that
the physical universe is not a universe of matter. There clearly
must be some entity more basic than matter, some common denominator
underlying both matter and non-material phenomena.
Such a finding,
which makes conventional thinking about physical fundamentals obsolete,
is no more welcome today than the matter concept was in the world of
antiquity. Old habits of thought, like old shoes, are comfortable, and
the automatic reaction to any suggestion of a major change in basic ideas
is resisted, if not outright resentment. But if scientific progress is
to continue, it is essential not only to generate new ideas to meet new
problems, but also to be equally diligent in discarding old ideas that
have outlived their usefulness.
There is no
actual need for any additional evidence to confirm the conclusion that
the currently accepted concept of a universe of matter is erroneous. The
observed interconvertibility of matter and non-matter is in itself a complete
and conclusive refutation of the assertion that matter is basic. But when
the inescapable finality of the answer that we get from this interconvertibility
forces recognition of the complete collapse of the concept of a universe
of matter, and we can no longer accept it as valid, it is easy to see
that this concept has many other shortcomings that should have alerted
the scientific community to question its validity long ago. The most obvious
weakness of the concept is that the theories that are based upon it have
not been able to keep abreast of progress in the experimental and observational
fields. Major new physical discoveries almost invariably come as surprises,
unexpected and even unimagined surprises,2 in the words of Richard Schlegel.
They were not anticipated on theoretical grounds, and cannot be accommodated
to existing theory without some substantial modification of previous ideas.
Indeed, it is doubtful whether any modification of existing theory will
be adequate to deal with some of the more recalcitrant phenomena now under
investigation.
The current situation
in particle physics, for instance, is admittedly chaotic. The outlook
might be different if the new information that is rapidly accumulating
in this field were gradually clearing up the situation, but in fact it
merely seems to deepen the existing crisis. If anything in this area of
confusion is clear by this time it is that the elementary particles are not elementary. But the basic concept of a universe of matter requires
the existence of some kind of an elementary unit of matter. If the particles
that are now known are not elementary units, as is generally conceded,
then, since no experimental confirmation is available for the hypothesis
of sub-particles, the whole theory of the structure of matter, as it now
stands, is left without visible support.
Another prime
example of the inability of present-day theories based on the matter concept to cope with new knowledge of the universe is provided by some
of the recent discoveries in astronomy. Here the problem is an almost
total lack of any theoretical framework to which the newly observed phenomena
can be related. A book published a few years ago that was designed to
present all of the significant information then available about the astronomical
objects known as quasars contains the following statement, which is still
almost as appropriate as when it was written:
It will be seen
from the discussion in the later chapters that there are so many conflicting
ideas concerning theory and interpretation of the observations that
at least 95 percent of them must indeed be wrong. But at present no
one knows which 95 percent.3
After three thousand
years of study and investigation on the basis of theories founded on the matter concept we are entitled to something more than this. Nature has
a habit of confronting us with the unexpected, and it is not very reasonable
to expect the currently prevailing structure of theory to give us an immediate
and full account of all details of a new area, but we should at least
be able to place the new phenomena in their proper places with respect
to the general framework, and to account for their major aspects without
difficulty.
The inability
of present-day theories to keep up with experimental and observational
progress along the outer boundaries of science is the most obvious and
easily visible sign of their inadequacies, but it is equally significant
that some of the most basic physical phenomena are still without any plausible
explanations. This embarrassing weakness of the current theoretical structure
is widely recognized, and is the subject of comment from time to time.
For instance, a press report of the annual meeting of the American Physical
Society in New York in February 1969 contains this statement:
A number of very
distinguished physicists who spoke reminded us of long-standing mysteries,
some of them problems so old that they are becoming forgottenpockets
of resistance left far behind the advancing frontiers of physics.4
Gravitation
is a good example. It is unquestionably fundamental, but conventional
theory cannot explain it. As has been said it may well be the most
fundamental and least understood of the interactions.5 When a book or an article on this
subject appears, we almost invariably find the phenomenon characterized,
either in the title or in the introductory paragraphs, as a mystery,
an enigma, or a riddle.
But what is gravity,
really? What causes it? Where does it come from? How did it get started?
The scientist has no answers . . . in a fundamental sense, it is still
as mysterious and inexplicable as it ever was, and it seems destined
to remain so. (Dean E. Wooldridge)6
Electromagnetic
radiation, another of the fundamental physical phenomena, confronts us
with a different, but equally disturbing, problem. Here there are two
conflicting explanations of the phenomenon, each of which fits the observed
facts in certain areas but fails in others: a paradox which, as James
B. Conant observed, once seemed intolerable, although scientists
have now learned to live with it.7 This too, is a deep mystery,8 as Richard Feynman calls it, at the
very base of the theoretical structure.
There is a
widespread impression that Einstein solved the problem of the mechanism
of the propagation of radiation and gave a definitive explanation
of the phenomenon. It may be helpful, therefore, to note just what Einstein
did have to say on this subject, not only as a matter of clarifying the
present status of the radiation problem itself, but to illustrate the
point made by P. W. Bridgman when he observed that many of the ideas and
opinions to which the ordinary scientist subscribes have not been
thought through carefully but are held in the comfortable belief . . .
that some one must have examined them at some time.9
In one of his
books Einstein points out that the radiation problem is an extremely difficult
one, and he concludes that:
Our only way out
seems to be to take for granted the fact that space has the physical
property of transmitting electromagnetic waves, and not to bother too
much about the meaning of this statement. 10
Here, in this
statement, Einstein reveals (unintentionally) just what is wrong with
the prevailing basic physical theories, and why a revision of the fundamental
concepts of those theories is necessary. Far too many difficult problems
have been evaded by simply assuming an answer and taking it for granted. This point is all the more significant because the shortcomings of the matter concept and the theories that it has generated are by no means
confined to the instances where no plausible explanations of the observed
phenomena have been produced. In many other cases where explanations of
one kind or another have actually been formulated, the validity of these
explanations is completely dependent on ad hoc assumptions that conflict
with observed facts.
The nuclear theory
of the atom is typical. Inasmuch as it is now clear that the atom is not
an indivisible unit, the concept of a universe of matter demands that
it be constructed of elementary material units of some kind. Since the
observed sub-atomic particles are the only known candidates for this role
it has been taken for granted, as mentioned earlier, that the atom is
a composite of sub-atomic particles. Consideration of the various possible
combinations has led to the hypothesis that is now generally accepted:
an atom in which there is a nucleus composed of protons and neutrons,
surrounded by some kind of an arrangement of electrons.
But if we
undertake a critical examination of this hypothesis it is immediately
apparent that there are direct conflicts with known physical facts. Protons
are positively charged, and charges of the same sign repel each other.
According to the established laws of physics, therefore, a nucleus composed
wholly or partly of protons would immediately disintegrate. This is a
cold, hard physical fact, and there is not the slightest evidence that
it is subject to abrogation or modification under any circumstances or
conditions. Furthermore, the neutron is observed to be unstable, with
a lifetime of only about 15 minutes, and hence this particle fails to
meet one of the most essential requirements of a constituent of a stable
atom: the requirement of stability. The status of the electron as an atomic
constituent is even more dubious. The properties, which it must have to
play such a role, are altogether different from the properties of the
observed electron. Indeed, as Herbert Dingle points out, we can
deal with the electron as a constituent of the atom only if we ascribe
to it properties not possessed by any imaginable objects at all.11
A fundamental
tenet of science is that the facts of observation and experiment are the
scientific court of last resort; they pronounce the final verdict irrespective
of whatever weight may be given to other considerations. As expressed
by Richard Feynman:
If it (a
proposed new law or theory) disagrees with experiment it is wrong. In
that simple statement is the key to science.... That is all there is
to it.12
The situation
with respect to the nuclear theory is perfectly clear. The hypothesis
of an atomic nucleus composed of protons and neutrons is in direct conflict
with the observed properties of electric charges and the observed behavior
of the neutron, while the conflicts between the atomic version of the
electron and physical reality are numerous and very serious. According
to the established principles of science, and following the rule that
Feynman laid down in the foregoing quotation, the nuclear theory should
have been discarded summarily years ago.
But here we
see the power of the currently accepted fundamental physical concept.
The concept of a universe of matter demands a building block
theory of the atom: a theory in which the atom (since it is not an indivisible
building block itself) is a thing composed of parts
which, in turn, are things of a lower order. In the absence
of any way of reconciling such a theory with existing physical knowledge,
either the basic physical concept or standard scientific procedures and
tests of validity had to be sacrificed. Since abandonment of the existing
basic concept of the nature of the universe is essentially unthinkable
in the ordinary course of theory construction, sound scientific procedure
naturally lost the decision. The conflicts between the nuclear theory
and observation were arbitrarily eliminated by means of a set of ad hoc
assumptions. In order to prevent the break-up of the hypothetical nucleus
by reason of the repulsion between the positive charges of the individual
protons it was simply assumed that there is a nuclear force
of attraction, which counterbalances the known force of repulsion. And
in order to build a stable atom out of unstable particles it was assumed
(again purely ad hoc) that the neutron, for some unknown reason, is stable
within the nucleus. The more difficult problem of inventing some way of
justifying the electron as an atomic constituent is currently being handled
by assuming that the atomic electron is an entity that transcends reality.
It is unrelated to anything that has ever been observed, and is itself
not capable of being observed: an abstract thing, no longer intuitable
in terms of the familiar aspects of everyday experience,13 as Henry Margenau describes it.
What the theorists
commitment to the matter concept has done in this instance is to force
them to invent the equivalent of the demons that their primitive ancestors
called upon when similarly faced with something that they were unable
to explain. The mysterious nuclear force might just as well be called
the god of the nucleus. Like an ancient god, it was designed for one
particular purpose; it has no other functions; and there is no independent
confirmation of its existence. In effect, the assumptions that have been
made in an effort to justify retention of the matter concept have involved
a partial return to the earlier spirit concept of the nature of the
universe.
Since it is
now clear that the concept of a universe of matter is not valid, one may
well ask: How has it been possible for physical science to make such a
remarkable record of achievement on the basis of an erroneous fundamental
concept? The answer is that only a relatively small part of current physical
theory is actually derived from the general physical principles based
on that fundamental concept. A scientific theory, explains
R. B. Braithwaite, is a deductive system in which observable consequences
logically follow from the conjunction of observed facts with the set of
the fundamental hypotheses of the system. 14 But modern physical theory is not
one deductive system of the kind described by Braithwaite; it is a composite
made up of a great many such systems. As expressed by Richard Feynman:
Today our
theories of physics, the laws of physics, are a multitude of different
parts and pieces that do not fit together very well. We do not have
one structure from which all is deduced.15
One of the
principal reasons for this lack of unity is that modern physical theory
is a hybrid structure, derived from two totally different sources. The
small-scale theories applicable to individual phenomena, which constitute
the great majority of the parts and pieces, are empirical
generalizations derived by inductive reasoning from factual premises.
At one time it was rather confidently believed that the accumulation of
empirically derived knowledge then existing, the inductive science commonly
associated with the name of Newton, would eventually be expanded to encompass
the whole of the universe. But when observation and experiment began to
penetrate what we may call the far-out regions, the realms of the very
small, the very large, and the very fast, Newtonian science was unable
to keep pace. As a consequence, the construction of basic physical theory
fell into the hands of a school of scientists who contend that inductive
methods are incapable of arriving at general physical principles.
The axiomatic basis of theoretical physics cannot be an inference
from experience, but must be free invention,16 was Einstein’s dictum.
The result of
the ascendancy of this inventive school of science has been to split
physical science into two separate parts. As matters now stand, the subsidiary
principles, those that govern individual physical phenomena and the low-level
interactions, are products of induction from factual premises. The general
principles, those that apply to large scale phenomena or to the universe
as a whole, are, as Einstein describes them, pure inventions of the human
mind. Where the observations are accurate, and the generalizations are
justified, the inductively derived laws and theories are correct, at least
within certain limits. The fact that they constitute by far the greater
part of the current structure of physical thought therefore explains why
physical science has been so successful in practice. But where empirical
data is inadequate or unavailable, present-day science relies on deductions
from the currently accepted general principles, the products of pure invention,
and this is where physical theory has gone astray. Nature does not agree
with these free inventions of the human mind.
This disagreement
with nature should not come as a surprise. Any careful consideration of
the situation will show that free invention is inherently
incapable of arriving at the correct answers to problems of long standing.
Such problems do not continue to exist because of a lack of competence
on the part of those who are trying to solve them, or because of a lack
of adequate methods of dealing with them. They exist because some essential
piece or pieces of information are missing. Without this essential information
the correct answer cannot be obtained (except by an extremely unlikely
accident). This rules out inductive methods, which build upon empirical
information. Invention is no more capable of arriving at the correct result
without the essential information than induction, but it is not subject
to the same limitations. It can, and does, arrive at some result.
General acceptance
of a theory that is almost certain to be wrong is, in itself, a serious
impediment to scientific progress, but the detrimental effect is compounded
by the ability of these inventive theories to evade contradictions and
inconsistencies by further invention. Because of the almost unlimited
opportunity to escape from difficulties by making further ad hoc assumptions,
it is ordinarily very difficult to disprove an invented theory. But the
definite proof that the physical universe is not a universe of matter
now automatically invalidates all theories, such as the nuclear theory
of the atom, that are dependent on this matter concept. The essential
piece of information that has been missing, we now find, is the true nature
of the basic entity of which the universe is composed.
The issue as
to the inadequacy of present-day basic physical theory does not normally
arise in the ordinary course of scientific activity because that activity
is primarily directed toward making the best possible use of the tools
that are available. But when the question is actually raised there is
not much doubt as to how it has to be answered. The answer that we get
from P. A. M. Dirac is this:
The present
stage of physical theory is merely a steppingstone toward the better
stages we shall have in the future. One can be quite sure that there
will be better stages simply because of the difficulties that occur
in the physics of today.17
Dirac admits
that he and his fellow physicists have no idea as to the direction from
which the change will come. As he says, there will have to be some
new development that is quite unexpected, that we cannot even make a guess
about. He recognizes that this new development must be one of major
significance. It is fairly certain that there will have to be drastic
changes in our fundamental ideas before these problems can be solved17 he concludes. The finding of this
present work is that drastic changes in our fundamental ideas
will indeed be required. We must change our basic physical concept: our
concept of the nature of the universe in which we live.
Unfortunately,
however, a new basic concept is never easy to grasp, regardless of how
simple it may be, and how clearly it is presented, because the human mind
refuses to look at such a concept in any simple and direct manner, and
insists on placing it within the context of previously existing patterns
of thought, where anything that is new and different is incongruous at
best, and more often than not is definitely absurd. As Butterfield states
the case:
Of all forms
of mental activity, the most difficult to induce even in the minds of
the young, who may be presumed not to have lost their flexibility, is
the art of handling the same bundle of data as before, but placing them
in a new system of relations with one another by giving them a different
framework.18
In the process
of education and development, each human individual has put together a
conceptual framework which represents the world as he sees it, and the
normal method of assimilating a new experience is to fit it into its proper
place in this general conceptual framework. If the fit is accomplished
without difficulty we are ready to accept the experience as valid. If
a reported experience, or a sensory experience of our own, is somewhat
outside the limits of our complex of beliefs, but not definitely in conflict,
we are inclined to view it skeptically but tolerantly, pending further
clarification. But if a purported experience flatly contradicts a fundamental
belief of long standing, the immediate reaction is to dismiss it summarily.
Some such semi-automatic
system for discriminating between genuine items of information and the
many false and misleading items that are included in the continuous stream
of messages coming in through the various senses is essential in our daily
life, even for mere survival. But this policy of using agreement with
past experience as the criterion of validity has the disadvantage of limiting
the human race to a very narrow and parochial view of the world, and one
of the most difficult tasks of science has been, and to some extent continues
to be, overcoming the errors that are thus introduced into thinking about
physical matters. Only a few of those who give any serious consideration
to the subject still believe that the earth is flat, and the idea that
this small planet of ours is the center of all of the significant activities
of the universe no longer commands any strong support, but it took centuries
of effort by the most advanced thinkers to gain general acceptance of
the present-day view that, in these instances, things are not what our
ordinary experience would lead us to believe.
Some very substantial
advances in scientific methods and equipment in recent years have enabled
investigators to penetrate a number of far-out regions that were previously
inaccessible. Here again it has been demonstrated, as in the question
with respect to the shape of the earth, that experience within the relatively
limited range of our day-to-day activities is not a reliable guide to
what exists or is taking place in distant regions. In application to these
far-out phenomena the scientific community therefore rejects the experience criterion, and opens the door to a wide variety of hypotheses and concepts
that are in direct conflict with normal experience: such things as events
occurring without specific causes, magnitudes that are inherently incapable
of measurement beyond a certain limiting degree of precision, inapplicability
of some of the established laws of physics to certain unusual phenomena,
events that defy the ordinary rules of logic, quantities whose true magnitudes
are dependent on the location and movement of the observer, and so on.
Many of these departures from common sense thinking, including almost
all of those that are specifically mentioned in this paragraph, are rather
ill-advised in the light of the facts that have been disclosed by this
present work, but this merely emphasizes the extent to which scientists
are now willing to go in postulating deviations from every-day experience.
Strangely enough,
this extreme flexibility in the experience area coexists with an
equally extreme rigidity in the realm of ideas. The general situation
here is the same as in the case of experience. Some kind of semi-automatic
screening of the new ideas that are brought to our attention is necessary
if we are to have any chance to develop a coherent and meaningful understanding
of what is going on in the world about us, rather than being overwhelmed
by a mass of erroneous or irrelevant material. So, just as purported new
experiences are measured against past experience, the new concepts and
theories that are proposed are compared with the existing structure of
scientific thought and judged accordingly.
But just as the agreement with previous experience, criterion breaks down when experiment
or observation enters new fields, so the agreement with orthodox theory criterion breaks down when it is applied to proposals for revision of
the currently accepted theoretical fundamentals. When agreement with the
existing theoretical structure is set up as the criterion by which the
validity of new ideas is to be judged, any new thought that involves a
significant modification of previous theory is automatically branded as
unacceptable. Whatever merits it may actually have, it is, in effect,
wrong by definition.
Obviously, a
strict and undeviating application of this agreement criterion cannot
be justified as it would bar all major new ideas. A new basic
concept cannot be fitted into the existing conceptual framework, as that
framework is itself constructed of other basic concepts and a conflict
is inevitable. As in the case of experience it is necessary to recognize
that there is an area in which this criterion is not legitimately applicable.
In principle, therefore, practically everyone concedes that a new theory
cannot be expected to agree with the theory that it proposes to replace,
or with anything derived directly or indirectly from that previous theory.
In spite of the
nearly unanimous agreement on this, point as a matter of principle, a
new idea seldom gets the benefit of it in actual practice. In part this
is due to the difficulties that are experienced in trying to determine
just what features of current thought are actually affected by the theory
replacement. This is not always clear on first consideration, and the
general tendency is to overestimate the effect that the proposed change
will have on prevailing ideas. In any event, the principal obstacle that
stands in the way of a proposal for changing a scientific theory or concept
is that the human mind is so constituted that it does not want
to change its ideas, particularly if they are ideas of long standing.
This is not so serious in the realm of experience, because the innovation
that is required here generally takes the form of an assertion that things
are different in the particular new area that is under consideration.
Such an assertion does not involve a flat repudiation of previous experience;
it merely contends that there is a hitherto unknown limit beyond which
the usual experience is no longer applicable. This is the explanation
for the almost incredible latitude that the theorists are currently being
allowed in the experience area. The scientist is prepared to accept
the assertion that the rules of the game are different in a new field
that is being investigated, even where the new rules involve such highly
improbable features as events that happen without causes and objects that
change their locations discontinuously.
On the other
hand, a proposal for modification of an accepted concept or theory calls
for an actual change in thinking, something that the human mind
almost automatically resists, and generally resents. Here the scientist
usually reacts like any layman; he promptly rejects any intimation that
the rules which he has already set up, and which he has been using with
confidence, are wrong. He is horrified at the mere suggestion that the
many difficulties that he is experiencing in dealing with the parts of the atom, and the absurdities or near absurdities that he has had to
introduce into his theory of atomic structure are all due to the fact
that the atom is not constructed of parts.
Inasmuch as the
new theoretical system presented in this volume and those that are to
follow not only requires some drastic reconstruction of fundamental physical
theory, but goes still deeper and replaces the basic concept of the nature
of the universe, upon which all physical theory is constructed, the conflicts
with previous ideas are numerous and severe. If appraised in the customary
manner by comparison with the existing body of thought many of the conclusions
that are reached herein must necessarily be judged as little short of
outrageous. But there is practically unanimous agreement among those who
are in the front rank of scientific investigators that some drastic change
in theoretical fundamentals is inevitable. As Dirac said in the statement
previously quoted, There will have to be some new development that is
quite unexpected, that we cannot even make a guess about. The need to
abandon a basic concept, the concept of a universe of matter that has
guided physical thinking for three thousand years is an unexpected development, just the kind of a thing that Dirac predicted. Such a basic change is
a very important step, and it should not be lightly taken, but nothing
less drastic will suffice. Sound theory cannot be built on an unsound
foundation. Logical reasoning and skillful mathematical manipulation cannot
compensate for errors in the premises to which they are applied. On the
contrary, the better the reasoning the more certain it is to arrive at
the wrong results if it starts from the wrong premises.
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